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ALJ Regional Holdings, Inc.
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Form
Description
Date
Format
SC 13G
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Nov 8, 2017
Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.
Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.
Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.
Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
EFFECT
Notice from the SEC of registration effectiveness
Nov 6, 2017
Open Notice from the SEC of registration effectiveness in HTML.
Open Notice from the SEC of registration effectiveness in DOC file.
Open Notice from the SEC of registration effectiveness in PDF file.
Open Notice from the SEC of registration effectiveness in XLS file.
CORRESP
Correspondence from the Filer to the SEC
Nov 3, 2017
Open Correspondence from the Filer to the SEC in HTML.
Open Correspondence from the Filer to the SEC in DOC file.
Open Correspondence from the Filer to the SEC in PDF file.
Open Correspondence from the Filer to the SEC in XLS file.
CORRESP
Correspondence from the Filer to the SEC
Nov 1, 2017
Open Correspondence from the Filer to the SEC in HTML.
Open Correspondence from the Filer to the SEC in DOC file.
Open Correspondence from the Filer to the SEC in PDF file.
Open Correspondence from the Filer to the SEC in XLS file.
SC 13D
Filing by person(s) reporting owned shares of common stock in a public company >5%
Oct 26, 2017
Open Filing by person(s) reporting owned shares of common stock in a public company >5% in HTML.
Open Filing by person(s) reporting owned shares of common stock in a public company >5% in DOC file.
Open Filing by person(s) reporting owned shares of common stock in a public company >5% in PDF file.
Open Filing by person(s) reporting owned shares of common stock in a public company >5% in XLS file.
UPLOAD
Correspondence from the SEC to the Filer
Oct 23, 2017
Open Correspondence from the SEC to the Filer in HTML.
Open Correspondence from the SEC to the Filer in DOC file.
Open Correspondence from the SEC to the Filer in PDF file.
Open Correspondence from the SEC to the Filer in XLS file.
EFFECT
Notice from the SEC of registration effectiveness
Aug 1, 2017
Open Notice from the SEC of registration effectiveness in HTML.
Open Notice from the SEC of registration effectiveness in DOC file.
Open Notice from the SEC of registration effectiveness in PDF file.
Open Notice from the SEC of registration effectiveness in XLS file.
CORRESP
Correspondence from the Filer to the SEC
Jul 27, 2017
Open Correspondence from the Filer to the SEC in HTML.
Open Correspondence from the Filer to the SEC in DOC file.
Open Correspondence from the Filer to the SEC in PDF file.
Open Correspondence from the Filer to the SEC in XLS file.
UPLOAD
Correspondence from the SEC to the Filer
Jul 27, 2017
Open Correspondence from the SEC to the Filer in HTML.
Open Correspondence from the SEC to the Filer in DOC file.
Open Correspondence from the SEC to the Filer in PDF file.
Open Correspondence from the SEC to the Filer in XLS file.